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Net capital rule
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571	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 1, 2006 SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-01 08:59:05 Financial regulation Financial economics 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law Finance United States Securities and Exchange Commission
572	ORDER REGARDING WITHDRAWALS, UNSECURED LOANS OR ADVANCES FROM REFCO SECURITIES, LLC AND REFCO CLEARING, LLC; Release[removed]; October 13, 2005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-14 08:05:16 Financial system Refco Financial regulation Short selling Financial services Short Broker-dealer Net capital rule Financial economics Financial markets Finance
573	[TEMPLATE FOR SETTLED ORDER IN COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-29 15:45:55 Financial markets United States securities law Financial services Investment United States Securities and Exchange Commission Net capital rule Securities Investor Protection Corporation Broker-dealer Security Financial economics Finance Financial system
574	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 27, 2006 SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN TWO Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-27 08:52:15 73rd United States Congress Finance Securities Exchange Act Financial system U.S. Securities and Exchange Commission Securities and Exchange Commission Municipal Securities Rulemaking Board Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
575	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-19 09:40:18 Financial regulation Financial economics 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Municipal Securities Rulemaking Board Net capital rule United States securities law United States Securities and Exchange Commission Finance
576	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-23 08:02:30 Finance Financial system 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Security Net capital rule Form 144 United States securities law Financial economics United States Securities and Exchange Commission
577	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-03 09:24:56 Financial regulation 73rd United States Congress Securities Exchange Act Business U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Finance
578	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 31, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-31 06:16:51 Financial regulation Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
579	Proposed Rule: Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers (Extension of Comment Period) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-15 14:47:11 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Futures contract Financial economics Financial system Net capital rule United States securities law 73rd United States Congress United States Securities and Exchange Commission
580	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-17 09:38:21 Financial regulation Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Mutual fund scandal United States securities law United States Securities and Exchange Commission Financial economics

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